Bonanza Black Box
BONANZA Black Box (Compliance System) is developed to verify the Market Risk and Legal Risk for the maximum competency for Risk Manager and Compliance Officer in accordance.
BONANZA Black Box can help the verifying process more convenient by checking all the accounts to be checked for the risk of investment and then the program will have all the risky account checked again automatically. After that, report will be provided for both the Risk Manager and the Compliance Officer immediately. The program could let the user know about the information that should be verified such as Suitability, Chinese Wall (RL/WL), Best Execution, Unapproved list, In-house Transaction and Divided Loyalty.